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AWS Governance and Compliance Services

Governing an AI system means being able to answer an auditor's questions with evidence: who did what, how resources were set up, whether anything is vulnerable, and whether AWS itself meets the standards you rely on. AWS has a different service for each of those questions. The exam tests whether…

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AWS Governance and Compliance Services

Governing an AI system means being able to answer an auditor's questions with evidence: who did what, how resources were set up, whether anything is vulnerable, and whether AWS itself meets the standards you rely on. AWS has a different service for each of those questions. The exam tests whether you can match a governance or compliance need to the right one, and several of these services sound alike, so this lesson focuses on telling them apart.

Recording Activity and Configuration

AWS CloudTrail records API activity in your account: which identity made a call, what it called, when, and from where. Every action against Amazon Bedrock or SageMaker AI, such as creating a guardrail or deleting a custom model, shows up as an event. The event history keeps the last 90 days of management events at no extra setup; for longer retention you create a trail that delivers events to Amazon S3, or use CloudTrail Lake.

AWS Config records how your resources are configured and how that configuration changes over time, including how resources relate to each other. Config rules then evaluate those settings continuously, for example "every S3 bucket holding training data must have default encryption", and flag resources that break the rule as noncompliant.

A quick way to separate them: CloudTrail answers "who did this?", while Config answers "what did this resource look like, and is it compliant?"

Finding Vulnerabilities and Sensitive Data

Amazon Inspector scans workloads such as Amazon EC2 instances, container images and Lambda functions for software vulnerabilities and unintended network exposure, and reports each issue as a finding. It matters for self-hosted models, where you run the operating system and libraries yourself.

Amazon Macie is a different job: it discovers sensitive data, such as personal information, stored in Amazon S3. If the question is about vulnerable software, think Inspector; if it's about personal data sitting in a bucket, think Macie.

Compliance Evidence From AWS

AWS Artifact is a self-service portal for AWS's own security and compliance documents: reports such as SOC reports, ISO certifications and PCI attestations, plus agreements you can accept with AWS. When an auditor wants proof that the AWS services under your AI system meet a standard, Artifact is where you download it.

Recommendations and Monitoring

AWS Trusted Advisor inspects your account and recommends improvements across six categories: cost optimization, performance, security, fault tolerance, service limits and operational excellence. Its security checks include things like public S3 bucket permissions and missing MFA on the root user.

Amazon CloudWatch collects metrics and logs and raises alarms when a value crosses a threshold. Amazon Bedrock, for example, publishes invocation counts, latency and token counts to CloudWatch, so a team can be alerted to unusual usage.

Which Service Answers Which Audit Question

Question from an auditor or governance teamService
Who deleted that guardrail, and when?AWS CloudTrail
Was this bucket encrypted last month, and is it compliant now?AWS Config
Does the model server have vulnerable software?Amazon Inspector
Is there personal data in our training-data buckets?Amazon Macie
Where is AWS's SOC or PCI report?AWS Artifact
What should we fix for cost, security and resilience?AWS Trusted Advisor
Alert us when token usage spikesAmazon CloudWatch

On the Exam

The common traps are the look-alike pairs. CloudTrail and Config both "track changes", but only CloudTrail records the identity behind each API call. Inspector and Macie both "find problems", but Inspector looks for software vulnerabilities and Macie looks for sensitive data. Artifact gives you AWS's compliance reports; it doesn't check your own resources.

Quiz me on this
A healthcare company's auditor asks for AWS's latest SOC 2 report and ISO certification for the AWS services that host its AI application. Where should the company get these documents?
  1. AWS Config
  2. ✓ AWS Artifact
  3. Amazon Inspector
  4. AWS CloudTrail
An Amazon Bedrock guardrail that blocked medical advice was deleted over the weekend, and the security team must find out which IAM identity deleted it and when. Which service provides this information?
  1. AWS Trusted Advisor
  2. AWS Artifact
  3. AWS Config
  4. ✓ AWS CloudTrail
A company's policy says every S3 bucket that stores AI training data must have default encryption turned on. The governance team wants buckets checked automatically whenever they're created or changed, with any violation flagged. Which service meets this requirement?
  1. ✓ AWS Config
  2. AWS CloudTrail
  3. Amazon Inspector
  4. AWS Artifact
A team hosts an open-source language model on Amazon EC2 instances and in container images that it maintains itself. It needs ongoing scans that find known software vulnerabilities in these workloads. Which service should it use?
  1. Amazon Macie
  2. AWS Config
  3. ✓ Amazon Inspector
  4. AWS Trusted Advisor
A startup's cloud team wants one place that reviews its whole AWS account and recommends changes across cost, performance, security, fault tolerance and service limits, such as flagging open S3 bucket permissions and a root user without MFA. Which service fits BEST?
  1. Amazon Inspector
  2. ✓ AWS Trusted Advisor
  3. AWS Config
  4. Amazon CloudWatch dashboards
During an audit of an AI platform, an auditor asks three questions: (1) who changed the IAM policy for the inference role, (2) whether a training-data bucket was encrypted on a specific date last month, and (3) where AWS's PCI attestation can be found. Which pairing of services is correct?
  1. (1) AWS Config, (2) AWS CloudTrail, (3) AWS Artifact
  2. (1) AWS CloudTrail, (2) AWS Artifact, (3) AWS Config
  3. (1) AWS Artifact, (2) AWS Config, (3) AWS CloudTrail
  4. ✓ (1) AWS CloudTrail, (2) AWS Config, (3) AWS Artifact
AWS CloudTrail
Records API activity in an AWS account: which identity made each call, what it did and when. Event history keeps 90 days.
AWS Config
Records resource configurations and their change history, and uses rules to flag resources that break your policies.
Amazon Inspector vs Amazon Macie
Inspector finds software vulnerabilities and network exposure in workloads. Macie finds sensitive data stored in S3.
AWS Artifact
Self-service downloads of AWS's own compliance reports and certifications (SOC, ISO, PCI) and agreements with AWS.
AWS Trusted Advisor check categories
Cost optimization, performance, security, fault tolerance, service limits and operational excellence.
Amazon CloudWatch (for AI workloads)
Collects metrics and logs and raises alarms; Amazon Bedrock publishes invocation, latency and token-count metrics to it.